RND Resources specializes in assisting startup RIA firms complete the process of submitting an application to the SEC or state registry. Over the years we have seen a number of complications due to lack of understanding of the RIA formaiton process and poor planning. RIA formation is not a one-size-fits-all business venture. There are a number of considerations investment advisors should address as part of the planning process to save time, conflicts, and expense later on.
Start with a Plan
Start at the beginning
Strategy: Business Model, Product Model, Fee Model
The best consulting advice helps a newly forming firm winnow down the possibilities with stakeholders while discussing pros and cons of various options. Starting from a foundation that considers future strategy, a new firm can apply resources toward meeting goals now and later.
|RND Resources Inc assists new RIA firms with start up and formation strategy|